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OMB APPROVAL |
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UNITED STATES |
OMB Number: 3235-0167 Expires: July 31, 2024 Estimated average burden |
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION
12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE
REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
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Commission File Number |
000-32447 |
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HOVNANIAN ENTERPRISES, INC. |
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(Exact name of registrant as specified in its charter) |
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90 Matawan Road, Fifth Floor Matawan, New Jersey 07747 (732) 747-7800 |
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(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices) |
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Class B Common Stock, par value $0.01 per share, and associated Preferred Stock Purchase Rights |
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(Title of each class of securities covered by this Form) |
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Class A Common Stock, $0.01 par value per share, and associated Preferred Stock Purchase Rights Depository Shares each representing 1/1,000th of a share of 7.625% Series A Preferred Stock |
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(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains) |
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Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
| Rule 12g-4(a)(1) | ☒ |
| Rule 12g-4(a)(2) | ☐ |
| Rule 12h-3(b)(1)(i) | ☒ |
| Rule 12h-3(b)(1)(ii) | ☐ |
| Rule 15d-6 | ☐ |
| Rule 15d-22(b) | ☐ |
| Approximate number of holders of record as of the certification or notice date: | 175 |
Pursuant to the requirements of the Securities Exchange Act of 1934 (Name of registrant as specified in charter) has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
| Date: | November 4, 2021 | By: | /s/ Brad G. O’Connor |
| Name: Brad G. O’Connor | |||
| Title: Senior Vice President, Treasurer and Chief Accounting Officer |
Instruction: This form is required by Rules 12g-4, 12h-3, 15d-6 and 15d-22 of the General Rules and Regulations under the Securities Exchange Act of 1934. The registrant shall file with the Commission three copies of Form 15, one of which shall be manually signed. It may be signed by an officer of the registrant, by counsel or by any other duly authorized person. The name and title of the person signing the form shall be typed or printed under the signature.
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SEC 2069 (08-11) |
Persons who respond to the collection of information contained in this form are |